Hook Brian Stephen's Form 4/A amendment
AmendedAdams Natural Resources Fund, Inc. (PEO) · filed Feb 4, 2022
- Accession no.
- 0000216851-22-000012
- Filed
- Feb 4, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 3, 2022
This filing lists 2 non-derivative transactions. Open-market sales total $94.8K. It was filed 2 days after the trade.
This amendment replaces 0000216851-22-000010 (filed Feb 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hook Brian StephenCIK 0001466287 | Officer (CFO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | SSaleDisposed | −4,492.38 | $19.25 | −$86,478.32 | 8,641.21 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −432.59 | $19.25 | −$8,327.36 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares sold were reflected accurately in the original filing.
- F2
In the original filing, the Amount of Securities Beneficially Owned reported a combined Direct and Indirect balance. The correct Direct balance is 8,641.207.
- F3
In the original filing, the Amount of Securities Beneficially Owned reported a combined Direct and Indirect balance. The correct Indirect balance is O.