Stephens Steven Dan's Form 4 filing
Zions Bancorporation, National Association (ZION) · filed Feb 8, 2023
- Accession no.
- 0000109380-23-000012
- Filed
- Feb 8, 2023
- Trade date
- Feb 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $326.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stephens Steven DanCIK 0001213157 | Officer (Executive Vice President), Other: Division CEO |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | SSaleDisposed | −1,523 | $54.50 | −$83,003.5 | 38,509 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +4,017 | $20.99 | +$84,316.83 | 42,526 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −4,017 | $54.38 | −$218,444.46 | 38,509 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +460 | $20.99 | +$9,655.4 | 38,969 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −460 | $54.53 | −$25,083.8 | 38,509 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | MOption exerciseDisposed | −4,017 | $20.99 | −$84,316.83 | 460 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseDisposed | −460 | $20.99 | −$9,655.4 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.