Forney Alan M's Form 4 filing
Zions Bancorporation, National Association (ZION) · filed Feb 1, 2023
- Accession no.
- 0000109380-23-000008
- Filed
- Feb 1, 2023
- Trade date
- Jan 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $228.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forney Alan MCIK 0001736274 | Officer (Exec VP & Division CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +3,101 | $20.99 | +$65,089.99 | 20,771 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −1,157 | $53.00 | −$61,321 | 19,614 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −1,279 | $53.02 | −$67,812.58 | 18,335 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −321 | $53.02 | −$17,019.42 | 18,014 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +1,550 | $20.99 | +$32,534.5 | 19,564 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −1,550 | $53.05 | −$82,227.5 | 18,014 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −3,101 | $20.99 | −$65,089.99 | 1,550 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −1,550 | $20.99 | −$32,534.5 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.