Shirey Terry Alan's Form 4 filing
Zions Bancorporation, National Association (ZION) · filed Nov 12, 2021
- Accession no.
- 0000109380-21-000239
- Filed
- Nov 12, 2021
- Trade date
- Nov 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $582.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shirey Terry AlanCIK 0001331637 | Officer (Executive Vice President &), Other: Division CEO |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +2,604 | $44.55 | +$116,008.2 | 22,436 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +1,613 | $45.65 | +$73,633.45 | 24,049 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +2,221 | $51.17 | +$113,648.57 | 26,270 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +2,429 | $55.68 | +$135,246.72 | 28,699 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −8,867 | $65.71F1 | −$582,650.57 | 19,832 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −2,604 | $44.55 | −$116,008.2 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −1,613 | $45.65 | −$73,633.45 | 3,228 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −2,221 | $51.17 | −$113,648.57 | 1,111 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −2,429 | $55.68 | −$135,246.72 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $65.632 to $65.776. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.