Maio Keith D's Form 4 filing
Zions Bancorporation, National Association (ZION) · filed Oct 26, 2021
- Accession no.
- 0000109380-21-000231
- Filed
- Oct 26, 2021
- Trade date
- Oct 25, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $780.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maio Keith DCIK 0001313496 | Officer (EVP - Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +6,076 | $44.55 | +$270,685.8 | 43,593 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +226 | $29.12 | +$6,581.12 | 43,819 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −8,000 | $66.29 | −$530,320 | 35,819 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −226 | $66.24 | −$14,970.24 | 35,593 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −3,559 | $66.18 | −$235,534.62 | 32,034 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −6,076 | $44.55 | −$270,685.8 | 0 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −226 | $29.12 | −$6,581.12 | 452 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.