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Garvin Robert M's Form 4 filing

Wec Energy Group, Inc. (WEC) · filed Jun 7, 2022

Accession no.
0000107815-22-000225
Filed
Jun 7, 2022
Trade date
Jun 3, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.28M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Garvin Robert MCIK 0001518013Officer (Exec Vice President - Ext Affs)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2022Common StockMOption exerciseAcquired+14,270$52.90+$754,88325,332Direct
Jun 3, 2022Common StockMOption exerciseAcquired+17,210$50.93+$876,505.342,542Direct
Jun 3, 2022Common StockSSaleDisposed−31,480$104.21F1−$3,280,530.811,062Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 3, 2022Common StockMOption exerciseDisposed−14,270$0.00$00Direct
Jun 3, 2022Common StockMOption exerciseDisposed−17,210$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.9850 to $104.4050, inclusive. The reporting person undertakes to provide WEC Energy Group ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)