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Carnifax Richard K's Form 4 filing

Universal Electronics Inc (UEIC) · filed Feb 13, 2026

Accession no.
0000101984-26-000010
Filed
Feb 13, 2026
Trade date
Feb 7-13, 2026
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.24K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carnifax Richard KCIK 0001938060Officer (COO and Interim CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2026Common StockMOption exerciseAcquired+1,167–F1–15,864Direct
Feb 13, 2026Common StockSSaleDisposed−347$4.09−$1,419.2315,517Direct
Feb 9, 2026Common StockMOption exerciseAcquired+672–F1–16,189Direct
Feb 13, 2026Common StockSSaleDisposed−200$4.09−$81815,989Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2026Common StockMOption exerciseDisposed−1,167$0.00$05,336Direct
Feb 9, 2026Common StockMOption exerciseDisposed−672$0.00$04,664Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)