Carnifax Richard K's Form 4 filing
Universal Electronics Inc (UEIC) · filed Nov 12, 2025
- Accession no.
- 0000101984-25-000228
- Filed
- Nov 12, 2025
- Trade date
- Nov 7-11, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.59K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carnifax Richard KCIK 0001938060 | Officer (COO and Interim CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2025 | Common Stock | MOption exerciseAcquired | +1,167 | – | – | 14,830 | Direct | |
| Nov 9, 2025 | Common Stock | MOption exerciseAcquired | +673 | – | – | 15,503 | Direct | |
| Nov 11, 2025 | Common Stock | SSaleDisposed | −806 | $3.21 | −$2,587.26 | 14,697 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2025 | Common Stock | MOption exerciseDisposed | −1,167 | $0.00 | $0 | 7,176 | Direct | |
| Nov 9, 2025 | Common Stock | MOption exerciseDisposed | −673 | $0.00 | $0 | 6,503 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.