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Rocker Kenyatta G's Form 4 filing

Union Pacific Corp (UNP) · filed Apr 22, 2022

Accession no.
0000100885-22-000137
Filed
Apr 22, 2022
Trade date
Apr 21, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rocker Kenyatta GCIK 0001749673Officer (EVP MARKETING & SALES)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2022Common StockMOption exerciseAcquired+1,318$107.30+$141,421.442,495.38Direct
Apr 21, 2022Common StockSSaleDisposed−1,318$250.00−$329,50041,177.38Direct
Apr 21, 2022Common StockMOption exerciseAcquired+2,700$75.52+$203,90443,877.38Direct
Apr 21, 2022Common StockSSaleDisposed−2,700$250.00−$675,00041,177.38Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 21, 2022Common StockMOption exerciseDisposed−2,700$0.00$00Direct
Apr 21, 2022Common StockMOption exerciseDisposed−1,318$0.00$04,180Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)