Whited Elizabeth F's Form 4 filing
Union Pacific Corp (UNP) · filed Nov 30, 2021
- Accession no.
- 0000100885-21-000386
- Filed
- Nov 30, 2021
- Trade date
- Nov 26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.80M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whited Elizabeth FCIK 0001690609 | Officer (EVP & CHIEF HR OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +2,500 | $124.86 | +$312,150 | 36,610.89 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −2,500 | $240.22F2 | −$600,550 | 34,110.89 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +2,500 | $122.85 | +$307,125 | 36,610.89 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −2,500 | $240.26F3 | −$600,650 | 34,110.89 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +2,500 | $122.85 | +$307,125 | 36,610.89 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −2,500 | $240.14F4 | −$600,350 | 34,110.89 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 5,010 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 2,510 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 7,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $239.23 to $241.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $239.23 to $241.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $240.00 to $240.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.