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Tyson John H's Form 4 filing

Tyson Foods, Inc. (TSN) · filed Nov 15, 2023

Accession no.
0000100493-23-000107
Filed
Nov 15, 2023
Trade date
Nov 14, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.15M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tyson John HCIK 0001019032Director, Officer (Chairman of the Board)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2023Class A Common StockMOption exerciseAcquired+160,600$31.82+$5,110,2922,872,426.88Direct
Nov 14, 2023Class A Common StockSSaleDisposed−133,277$46.16F3−$6,152,066.322,739,149.88Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 14, 2023Class A Common StockMOption exerciseDisposed−160,600$31.82−$5,110,2920Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This is a weighted average price. These shares were sold in multiple transactions on November 14, 2023 at prices ranging from $45.79 to $46.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)