Kyle Richard G's Form 4 filing
Timken Co (TKR) · filed Feb 14, 2023
- Accession no.
- 0000098362-23-000026
- Filed
- Feb 14, 2023
- Trade date
- Feb 10-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.97M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kyle Richard GCIK 0001507947 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | AGrant or awardAcquired | +8,337 | $0.00 | $0 | 348,180 | Direct | |
| Feb 10, 2023 | Common Stock | FTax withholdingDisposed | −3,573 | $83.43 | −$298,095.39 | 344,607 | Direct | |
| Feb 10, 2023 | Common Stock | AGrant or awardAcquired | +45,898 | $0.00 | $0 | 390,505 | Direct | |
| Feb 10, 2023 | Common Stock | FTax withholdingDisposed | −18,661 | $84.41 | −$1,575,175.01 | 371,844 | Direct | |
| Feb 10, 2023 | Common Stock | AGrant or awardAcquired | +5,919 | $0.00 | $0 | 377,763 | Direct | |
| Feb 10, 2023 | Common Stock | FTax withholdingDisposed | −2,537 | $83.43 | −$211,661.91 | 375,226 | Direct | |
| Feb 10, 2023 | Common Stock | AGrant or awardAcquired | +7,262 | $0.00 | $0 | 382,488 | Direct | |
| Feb 10, 2023 | Common Stock | FTax withholdingDisposed | −3,112 | $83.43 | −$259,634.16 | 379,376 | Direct | |
| Feb 12, 2023 | Common Stock | AGrant or awardAcquired | +5,194 | $0.00 | $0 | 384,570 | Direct | |
| Feb 12, 2023 | Common Stock | FTax withholdingDisposed | −1,488 | $83.43 | −$124,143.84 | 383,082 | Direct | |
| Feb 13, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $27.75 | +$277,500 | 393,082 | Direct | |
| Feb 13, 2023 | Common Stock | FTax withholdingDisposed | −2,895 | $85.57 | −$247,725.15 | 390,187 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −7,105 | $85.35F6 | −$606,411.75 | 383,082 | Direct | |
| Feb 13, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $45.35 | +$907,000 | 403,082 | Direct | |
| Feb 13, 2023 | Common Stock | FTax withholdingDisposed | −4,027 | $85.57 | −$344,590.39 | 399,055 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −15,973 | $85.23F7 | −$1,361,378.79 | 383,082 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Feb 13, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
This transaction was executed in multiple trades at prices ranging from $85.28 to $85.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $85.07 to $85.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.