Kyle Richard G's Form 4 filing
Timken Co (TKR) · filed Nov 2, 2022
- Accession no.
- 0000098362-22-000120
- Filed
- Nov 2, 2022
- Trade date
- Oct 31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kyle Richard GCIK 0001507947 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $45.35 | +$453,500 | 349,843 | Direct | |
| Oct 31, 2022 | Common Stock | FTax withholdingDisposed | −1,529 | $70.51 | −$107,809.79 | 348,314 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −8,471 | $70.32F1 | −$595,680.72 | 339,843 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $27.75 | +$277,500 | 349,843 | Direct | |
| Oct 31, 2022 | Common Stock | FTax withholdingDisposed | −2,598 | $70.51 | −$183,184.98 | 347,245 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −7,402 | $70.25F2 | −$519,990.5 | 339,843 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 60,000 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $70.27 and $70.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $70.18 to $70.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.