Garrison John L Jr's Form 4/A amendment
AmendedTerex Corp (TEX) · filed Mar 6, 2023
- Accession no.
- 0000097216-23-000052
- Filed
- Mar 6, 2023
- Trade date
- Feb 27, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 1, 2023
This filing lists 2 non-derivative transactions. Open-market sales total $6.97M. It was filed 7 days after the trade.
This amendment replaces 0000097216-23-000043 (filed Mar 1, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrison John L JrCIK 0001656422 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock, par value $.01 | SSaleDisposed | −120,171 | $57.96F3 | −$6,965,111.16 | 568,994 | Direct | |
| Feb 27, 2023 | Common Stock, par value $.01 | FTax withholdingDisposed | −103,071 | $58.35 | −$6,014,192.85 | 465,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Transaction executed pursuant to a Rule 10b5-1 stock trading plan.
- F2
The broker subsequently confirmed that 18,508 shares of common stock should not have been sold pursuant to the terms of Mr. Garrison's Rule 10b5-1 stock trading plan.
- F3
Represents average sales price. Shares sold at various prices ranging from $57.47 to $59.10. Mr. Garrison will provide upon request by the SEC staff, Terex Corporation or a security holder of Terex Corporation, the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards.