Guy Henry L's Form 4 filing
Ascent Industries Co. (ACNT) · filed Dec 8, 2021
- Accession no.
- 0000095953-21-000100
- Filed
- Dec 8, 2021
- Trade date
- Nov 22-30, 2021
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $1.30M. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guy Henry LCIK 0001527731 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +20,000 | $13.85 | +$277,000 | 20,000 | Indirect | |
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +55,000 | $14.52 | +$798,600 | 75,000 | Indirect | |
| Nov 26, 2021 | Common Stock | PPurchaseAcquired | +4,450 | $13.95 | +$62,077.5 | 79,450 | Indirect | |
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +5,199 | $13.99 | +$72,734.01 | 84,649 | Indirect | |
| Nov 30, 2021 | Common Stock | PPurchaseAcquired | +6,403 | $13.99 | +$89,577.97 | 91,052 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person is an advisor of Pittco Direct Investment I. Pittco Direct Investment I is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Pittco Direct Investment I shares in which the Reporting Person has no pecuniary interest.