Aristeguieta Francisco's Form 4 filing
State Street Corp (STT) · filed Mar 1, 2022
- Accession no.
- 0000093751-22-000466
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.01M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Aristeguieta FranciscoCIK 0001566752 | Officer (EVP and CEO of Inst. Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | AGrant or awardAcquired | +21,938 | $0.00 | $0 | 85,814 | Direct | |
| Feb 25, 2022 | Common Stock | AGrant or awardAcquired | +39,674 | $0.00 | $0 | 125,488 | Direct | |
| Feb 25, 2022 | Common Stock | FTax withholdingDisposed | −16,003 | $88.74 | −$1,420,106.22 | 109,485 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −10,301 | $84.56F5 | −$871,052.56 | 99,184 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −11,983 | $85.39F6 | −$1,023,228.37 | 87,201 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −1,387 | $86.18F7 | −$119,531.66 | 85,814 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 through $85.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 through $86.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.