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Tripp John C.'s Form 4 filing

Starrett L S Co (SCX) · filed Oct 3, 2022

Accession no.
0000093676-22-000031
Filed
Oct 3, 2022
Trade date
Sep 7-21, 2022
Filing delay
26 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $9.17K. It was filed 26 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tripp John C.CIK 0001792084Officer (CFO & Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 21, 2022Class A Common StockSSaleDisposed−1,000$9.17−$9,17053,390Direct
Sep 7, 2022Class A Common StockAGrant or awardAcquired+7,977$8.96+$71,473.9261,367Direct
Sep 7, 2022Class A Common StockAGrant or awardAcquired+7,977$8.96+$71,473.9269,344Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The sale was for tax reasons. The Executive belongs to a 10-5b1 plan.

Read the full filing on SEC EDGAR (opens in a new tab)