Highsmith Carlton L's Form 4 filing
Keycorp (KEY) · filed May 14, 2025
- Accession no.
- 0000091576-25-000065
- Filed
- May 14, 2025
- Trade date
- May 12-13, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $83.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Highsmith Carlton LCIK 0001379848 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2025 | Common Shares | MOption exerciseAcquired | +8,626 | –F1 | – | 46,490 | Direct | |
| May 12, 2025 | Common Shares | DReturned to the companyDisposed | −4,312 | $14.70 | −$63,386.4 | 42,178 | Direct | |
| May 13, 2025 | Common Shares | SSaleDisposed | −5,000 | $16.60 | −$83,000 | 37,177 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2025 | Common Shares | MOption exerciseDisposed | −8,626 | –F1 | – | 27,107 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.