Paine Andrew J III's Form 4 filing
Keycorp (KEY) · filed Nov 8, 2024
- Accession no.
- 0000091576-24-000110
- Filed
- Nov 8, 2024
- Trade date
- Nov 6-8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Paine Andrew J IIICIK 0001669883 | Officer (Head of Institutional Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Shares | MOption exerciseAcquired | +21,362 | $14.11 | +$301,417.82 | 235,430 | Direct | |
| Nov 6, 2024 | Common Shares | MOption exerciseAcquired | +45,000 | $10.49 | +$472,050 | 280,430 | Direct | |
| Nov 6, 2024 | Common Shares | SSaleDisposed | −66,362 | $19.03 | −$1,262,868.86 | 214,068 | Direct | |
| Nov 8, 2024 | Common Shares | GGiftDisposed | −14,249 | $0.00 | $0 | 4,265 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Shares | MOption exerciseDisposed | −21,362 | $0.00 | $0 | 0 | Direct | |
| Nov 6, 2024 | Common Shares | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 44,953 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.