Gavrity Kenneth C's Form 4 filing
Keycorp (KEY) · filed Feb 21, 2024
- Accession no.
- 0000091576-24-000030
- Filed
- Feb 21, 2024
- Trade date
- Feb 16-17, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 7 derivative transactions. Open-market sales total $33.3K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gavrity Kenneth CCIK 0001864215 | Officer (Head of Commercial Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Shares | MOption exerciseAcquired | +2,376 | $12.92 | +$30,697.92 | 100,496 | Direct | |
| Feb 16, 2024 | Common Shares | SSaleDisposed | −2,376 | $14.03 | −$33,335.28 | 98,120 | Direct | |
| Feb 17, 2024 | Common Shares | MOption exerciseAcquired | +13,902 | –F1 | – | 112,022 | Direct | |
| Feb 17, 2024 | Common Shares | FTax withholdingDisposed | −4,824 | $14.07 | −$67,873.68 | 107,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Shares | MOption exerciseDisposed | −2,376 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2024 | Common Shares | AGrant or awardAcquired | +25,586 | $0.00 | $0 | 25,586 | Direct | |
| Feb 16, 2024 | Common Shares | AGrant or awardAcquired | +34,985 | $0.00 | $0 | 34,985 | Direct | |
| Feb 17, 2024 | Common Shares | MOption exerciseDisposed | −3,095 | $0.00 | $0 | 0 | Direct | |
| Feb 17, 2024 | Common Shares | MOption exerciseDisposed | −3,184 | $0.00 | $0 | 3,184 | Direct | |
| Feb 17, 2024 | Common Shares | MOption exerciseDisposed | −2,588 | $0.00 | $0 | 5,173 | Direct | |
| Feb 17, 2024 | Common Shares | MOption exerciseDisposed | −5,036 | $0.00 | $0 | 15,105 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
Referenced by the price of 1 transaction in Table I.