Gavrity Kenneth C's Form 4 filing
Keycorp (KEY) · filed Nov 1, 2021
- Accession no.
- 0000091576-21-000130
- Filed
- Nov 1, 2021
- Trade date
- Oct 28, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $256.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gavrity Kenneth CCIK 0001864215 | Officer (Head of Enterprise Payments) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Shares | MOption exerciseAcquired | +10,981 | $10.49 | +$115,190.69 | 48,282 | Direct | |
| Oct 28, 2021 | Common Shares | SSaleDisposed | −5,748 | $23.36 | −$134,273.28 | 42,534 | Direct | |
| Oct 28, 2021 | Common Shares | SSaleDisposed | −5,233 | $23.37 | −$122,295.21 | 37,301 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Shares | MOption exerciseDisposed | −10,981 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.