Penrose Jill R's Form 4/A amendment
AmendedJ M SMUCKER Co (SJM) · filed Jun 26, 2023
- Accession no.
- 0000091419-23-000093
- Filed
- Jun 26, 2023
- Trade date
- Jun 16, 2023
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 20, 2023
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $462.3K. It was filed 10 days after the trade.
This amendment restates part of 0000091419-23-000080 (filed Jun 20, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Penrose Jill RCIK 0001611898 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Shares | FTax withholdingDisposed | −1,090 | $153.10 | −$166,879 | 7,532 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000091419-23-000080 (filed Jun 20, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Shares | AGrant or awardAcquired | +1,472 | $0.00 | $0 | 9,294 | Direct | |
| Jun 15, 2023 | Common Shares | FTax withholdingDisposed | −227 | $152.88 | −$34,703.76 | 9,067 | Direct | |
| Jun 16, 2023 | Common Shares | SSaleDisposed | −3,009 | $153.65F3 | −$462,332.85 | 6,058 | Direct | |
| Jun 16, 2023 | Common Shares | AGrant or awardAcquired | +2,564 | $0.00 | $0 | 8,622 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Shares | AGrant or awardAcquired | +6,529 | $0.00 | $0 | 6,529 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 153.63 to 153.69, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount amends the number of common shares included in the Form 4 report filed on June 20, 2023.