Smucker Richard K's Form 4 filing
J M SMUCKER Co (SJM) · filed Mar 27, 2023
- Accession no.
- 0000091419-23-000036
- Filed
- Mar 27, 2023
- Trade date
- Mar 24, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.93M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smucker Richard KCIK 0001105078 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Shares | MOption exerciseAcquired | +41,667 | $111.86 | +$4,660,870.62 | 670,949 | Direct | |
| Mar 24, 2023 | Common Shares | MOption exerciseAcquired | +20,833 | $111.86 | +$2,330,379.38 | 691,782 | Direct | |
| Mar 24, 2023 | Common Shares | SSaleDisposed | −51,373 | $154.27F1 | −$7,925,312.71 | 640,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Shares | MOption exerciseDisposed | −41,667 | $111.86 | −$4,660,870.62 | 0 | Direct | |
| Mar 24, 2023 | Common Shares | MOption exerciseDisposed | −20,833 | $111.86 | −$2,330,379.38 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.92 to $154.75, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.