Penrose Jill R's Form 4 filing
J M SMUCKER Co (SJM) · filed Mar 20, 2023
- Accession no.
- 0000091419-23-000031
- Filed
- Mar 20, 2023
- Trade date
- Mar 17, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $732.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Penrose Jill RCIK 0001611898 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2023 | Common Shares | MOption exerciseAcquired | +4,795 | $108.90 | +$522,175.5 | 13,901 | Direct | |
| Mar 17, 2023 | Common Shares | SSaleDisposed | −4,795 | $152.74 | −$732,388.3 | 9,106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2023 | Common Shares | MOption exerciseDisposed | −4,795 | $108.90 | −$522,175.5 | 4,795 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.