Tanner Geoff E's Form 4 filing
J M SMUCKER Co (SJM) · filed Aug 29, 2022
- Accession no.
- 0000091419-22-000103
- Filed
- Aug 29, 2022
- Trade date
- Aug 25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.03M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tanner Geoff ECIK 0001785855 | Officer (Chief Commercial & Marketing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2022 | Common Shares | MOption exerciseAcquired | +3,632 | $108.90 | +$395,524.8 | 15,112 | Direct | |
| Aug 25, 2022 | Common Shares | MOption exerciseAcquired | +1,794 | $103.20 | +$185,140.8 | 16,906 | Direct | |
| Aug 25, 2022 | Common Shares | SSaleDisposed | −7,161 | $143.65 | −$1,028,677.65 | 9,745 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2022 | Common Shares | MOption exerciseDisposed | −3,632 | $108.90 | −$395,524.8 | 3,631 | Direct | |
| Aug 25, 2022 | Common Shares | MOption exerciseDisposed | −1,794 | $103.20 | −$185,140.8 | 1,793 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.