Held Amy C's Form 4 filing
J M SMUCKER Co (SJM) · filed Dec 20, 2021
- Accession no.
- 0000091419-21-000114
- Filed
- Dec 20, 2021
- Trade date
- Dec 17, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.27M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Held Amy CCIK 0001746213 | Officer (Chief Strategy & Int'l Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Shares | MOption exerciseAcquired | +5,000 | $111.86 | +$559,300 | 15,628 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseAcquired | +9,156 | $111.86 | +$1,024,190.16 | 24,784 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseAcquired | +3,066 | $108.90 | +$333,887.4 | 27,850 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseAcquired | +4,365 | $123.68 | +$539,863.2 | 32,215 | Direct | |
| Dec 17, 2021 | Common Shares | SSaleDisposed | −23,587 | $138.58 | −$3,268,686.46 | 8,628 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Shares | MOption exerciseDisposed | −5,000 | $111.86 | −$559,300 | 0 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseDisposed | −9,156 | $111.86 | −$1,024,190.16 | 0 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseDisposed | −3,066 | $108.90 | −$333,887.4 | 6,128 | Direct | |
| Dec 17, 2021 | Common Shares | MOption exerciseDisposed | −4,365 | $123.68 | −$539,863.2 | 2,182 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.