Karge Douglas Samuel's Form 4 filing
Smith A O Corp (AOS) · filed Feb 11, 2025
- Accession no.
- 0000091142-25-000012
- Filed
- Feb 11, 2025
- Trade date
- Feb 7-10, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $27.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karge Douglas SamuelCIK 0001750276 | Officer (SVP - President NA Water Treat) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | Common Stock | MOption exerciseAcquired | +800 | $0.00F1 | $0 | 3,168 | Direct | |
| Feb 7, 2025 | Common Stock | SSaleDisposed | −419 | $65.65 | −$27,507.35 | 2,749 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | Common Stock | MOption exerciseDisposed | −800 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2025 | Common Stock | AGrant or awardAcquired | +1,590 | $0.00 | $0 | 4,240 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
Referenced by the price of 1 transaction in Table I.