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Heideman Robert J's Form 4 filing

Smith A O Corp (AOS) · filed Feb 11, 2025

Accession no.
0000091142-25-000010
Filed
Feb 11, 2025
Trade date
Feb 7-10, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $67.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heideman Robert JCIK 0001507959Officer (Senior VP, CTO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2025Common StockMOption exerciseAcquired+1,960$0.00F1$09,915Direct
Feb 7, 2025Common StockSSaleDisposed−1,026$65.65−$67,356.98,889Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2025Common StockMOption exerciseDisposed−1,960$0.00$00Direct
Feb 10, 2025Common StockAGrant or awardAcquired+3,815$0.00$010,200Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)