Heideman Robert J's Form 4 filing
Smith A O Corp (AOS) · filed Mar 5, 2024
- Accession no.
- 0000091142-24-000093
- Filed
- Mar 5, 2024
- Trade date
- Feb 15-Mar 5, 2024
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $837.0K. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heideman Robert JCIK 0001507959 | Officer (Senior VP, CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | GGiftDisposed | −1,585 | $0.00 | $0 | 9,455 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +9,890 | $60.82 | +$601,509.8 | 19,345 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −9,890 | $84.63F1 | −$836,990.7 | 9,455 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −9,890 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in Column 4 is a weighted average price. The prices actually received ranged from $84.34 to $84.81. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
Referenced by the price of 1 transaction in Table I.