Stern James F's Form 4 filing
Smith A O Corp (AOS) · filed Nov 13, 2023
- Accession no.
- 0000091142-23-000110
- Filed
- Nov 13, 2023
- Trade date
- Nov 10-13, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.18M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stern James FCIK 0001399737 | Officer (Exec VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | SSaleDisposed | −8,118 | $72.00 | −$584,496 | 128,118 | Direct | |
| Nov 13, 2023 | Common Stock | SSaleDisposed | −8,118 | $73.00 | −$592,614 | 120,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.