Kempken Daniel L's Form 4 filing
Smith A O Corp (AOS) · filed Feb 7, 2023
- Accession no.
- 0000091142-23-000007
- Filed
- Feb 7, 2023
- Trade date
- Feb 6, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $170.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kempken Daniel LCIK 0001522653 | Officer (SVP - Strategy & Corp. Dev.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +2,500 | $17.46 | +$43,650 | 10,843 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −2,500 | $68.35 | −$170,875 | 8,344 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −2,500 | $17.46 | −$43,650 | 48,810 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.