Lin Mark's Form 4 filing
Semtech CorpSMTC · filed Jan 3, 2025
- Accession no.
- 0000088941-25-000006
- Filed
- Jan 3, 2025
- Trade date
- Jan 2-3, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $88.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lin MarkCIK 0001994152 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Common Stock | MOption exerciseAcquired | +3,164 | $0.00 | $0 | 6,695 | Direct | |
| Jan 2, 2025 | Common Stock | FTax withholdingDisposed | −1,172 | $61.85 | −$72,488.2 | 5,523 | Direct | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −118 | $63.37F1 | −$7,477.66 | 5,405 | Direct | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −982 | $65.16F2 | −$63,987.12 | 4,423 | Direct | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −259 | $65.92F3 | −$17,073.28 | 4,164 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Common Stock | MOption exerciseDisposed | −3,164 | $0.00 | $0 | 22,149 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average of these sales. The prices ranged from $63.2 to $63.37. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average of these sales. The prices ranged from $64.8 to $65.795. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average of these sales. The prices ranged from $65.81 to $66.015. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lin on September 17, 2024.