Skip to main content

Klein Michael Frederick's Form 4 filing

Travelers Companies, Inc.TRV · filed Oct 22, 2026

Accession no.
0000086312-26-000183
Filed
Oct 22, 2026, 4:03 PM ET
Trade date
Oct 20, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.95M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klein Michael FrederickCIK 0001689571Officer (EVP & President, Personal Ins.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 20, 2026Common StockMOption exerciseAcquired+7,500$139.83+$1,048,72552,624.787Direct
Oct 20, 2026Common StockSSaleDisposed−6,141$392.69F1−$2,411,493.3246,483.787Direct
Oct 20, 2026Common StockSSaleDisposed−1,359$393.26F2−$534,439.2545,124.787Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 20, 2026Common StockMOption exerciseDisposed−7,500$0.00$022,537Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sales price for price increments ranging from $392.170 to $393.165. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average sales price for price increments ranging from $393.170 to $393.315. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)