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McGinnis Eric S's Form 4 filing

Regal Rexnord CorpRRX · filed Aug 4, 2021

Accession no.
0000082811-21-000104
Filed
Aug 4, 2021, 6:53 PM ET
Trade date
Aug 2-4, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McGinnis Eric SCIK 0001801719Officer (Segment President*)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 4, 2021Common StockPPurchaseAcquired+5,600$0.55+$3,0805,600Direct
Aug 2, 2021Common StockSSaleDisposed−5,600$0.45−$2,5200Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

*President, Industrial Systems Segment

Read the full filing on SEC EDGAR (opens in a new tab)