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Cope Brett Alan's Form 4 filing

Powell Industries Inc (POWL) · filed Sep 17, 2024

Accession no.
0000080420-24-000068
Filed
Sep 17, 2024
Trade date
Sep 13, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions. Open-market sales total $467.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cope Brett AlanCIK 0001663174Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2024Common StockSSaleDisposed−537$168.16F2−$90,301.92145,450Direct
Sep 13, 2024Common StockSSaleDisposed−675$169.76F4−$114,588144,775Direct
Sep 13, 2024Common StockSSaleDisposed−1,076$170.43F5−$183,382.68143,699Direct
Sep 13, 2024Common StockSSaleDisposed−462$171.54F6−$79,251.48143,237Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $167.76-168.71, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $169.01-169.99, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $170.05-171.01, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $171.19-171.91, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)