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Metcalf Michael William's Form 4/A amendment

Amended

Powell Industries Inc (POWL) · filed Jun 11, 2024

Accession no.
0000080420-24-000047
Filed
Jun 11, 2024
Trade date
Jun 7, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked
Original filed
Jun 10, 2024

This filing lists 4 non-derivative transactions. Open-market sales total $913.6K. It was filed 4 days after the trade.

This amendment replaces 0000080420-24-000046 (filed Jun 10, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Metcalf Michael WilliamCIK 0001760055Officer (Exec Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 7, 2024Common StockSSaleDisposed−600$155.86−$93,51642,600Direct
Jun 7, 2024Common StockSSaleDisposed−2,607$157.27−$410,002.8939,993Direct
Jun 7, 2024Common StockSSaleDisposed−2,250$158.03−$355,567.537,743Direct
Jun 7, 2024Common StockSSaleDisposed−343$159.06−$54,557.5837,400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2024.

F2

Includes shares that have a time-based vesting provision.

F3

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $155.40-156.05, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

F4

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $156.77-157.77, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

F5

Form amended to add Footnote 1 to this box which was inadvertently omitted on original filing.

F6

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $157.78-158.74, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

F7

The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $158.96-159.25, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote.

Read the full filing on SEC EDGAR (opens in a new tab)