Zucaro Aldo C's Form 4 filing
Old Republic International Corp (ORI) · filed Nov 3, 2021
- Accession no.
- 0000074260-21-000105
- Filed
- Nov 3, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $6.91M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zucaro Aldo CCIK 0001185444 | Other: See remark below. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +100,000 | $16.06 | +$1,606,000 | 1,420,000 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100,000 | $26.18 | −$2,618,000 | 1,320,000 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +100,000 | $15.26 | +$1,526,000 | 1,420,000 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100,000 | $26.10 | −$2,610,000 | 1,320,000 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +40,858 | $18.14 | +$741,164.12 | 1,360,858 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −40,858 | $26.03 | −$1,063,533.74 | 1,320,000 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +19,883 | $19.98 | +$397,262.34 | 1,339,883 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −19,883 | $26.01 | −$517,156.83 | 1,320,000 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +2,177 | $20.98 | +$45,673.46 | 1,322,177 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −2,177 | $26.00 | −$56,602 | 1,320,000 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +1,542 | $21.12 | +$32,567.04 | 1,321,542 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,542 | $26.00 | −$40,092 | 1,320,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −100,000 | $16.06 | −$1,606,000 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −100,000 | $15.26 | −$1,526,000 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −40,858 | $18.14 | −$741,164.12 | 59,142 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −19,883 | $19.98 | −$397,262.34 | 80,117 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −2,177 | $20.98 | −$45,673.46 | 97,823 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −1,542 | $21.12 | −$32,567.04 | 98,458 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Resigned as Chairman of the Board and as a Director effective as of October 27,2021.