Zucaro Aldo C's Form 4 filing
Old Republic International Corp (ORI) · filed Nov 3, 2021
- Accession no.
- 0000074260-21-000104
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $745.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zucaro Aldo CCIK 0001185444 | Other: See remark below. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +6,727 | $10.80 | +$72,651.6 | 1,326,727 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −6,727 | $26.28 | −$176,785.56 | 1,320,000 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +21,553 | $12.57 | +$270,921.21 | 1,341,553 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −21,553 | $26.39 | −$568,783.67 | 1,320,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −6,727 | $10.80 | −$72,651.6 | 0 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −21,553 | $12.57 | −$270,921.21 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Resigned as Chairman of the Board and as a Director effective as of October 27, 2021.