Zucaro Aldo C's Form 4 filing
Old Republic International Corp (ORI) · filed Aug 26, 2021
- Accession no.
- 0000074260-21-000090
- Filed
- Aug 26, 2021
- Trade date
- Aug 25, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.86M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zucaro Aldo CCIK 0001185444 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +35,000 | $10.80 | +$378,000 | 1,355,000 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −35,000 | $26.56 | −$929,600 | 1,320,000 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +27,433 | $10.80 | +$296,276.4 | 1,347,433 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −27,433 | $26.58 | −$729,169.14 | 1,320,000 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +45,262 | $12.57 | +$568,943.34 | 1,365,262 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −45,262 | $26.58 | −$1,203,063.96 | 1,320,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −35,000 | $10.80 | −$378,000 | 35,000 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −27,433 | $10.80 | −$296,276.4 | 7,567 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −45,262 | $12.57 | −$568,943.34 | 24,738 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.