Dare Thomas's Form 4 filing
Old Republic International Corp (ORI) · filed Aug 26, 2021
- Accession no.
- 0000074260-21-000088
- Filed
- Aug 26, 2021
- Trade date
- Aug 25, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $509.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dare ThomasCIK 0001834840 | Officer (SrVP Secretary General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $15.26 | +$15,260 | 7,306 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −1,000 | $26.64 | −$26,640 | 6,306 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $18.14 | +$90,700 | 11,306 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −5,000 | $26.63 | −$133,150 | 6,306 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +3,500 | $19.98 | +$69,930 | 9,806 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −3,500 | $26.62 | −$93,170 | 6,306 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +4,500 | $20.98 | +$94,410 | 10,806 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −4,500 | $26.61 | −$119,745 | 6,306 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +3,125 | $21.12 | +$66,000 | 9,431 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −3,125 | $26.60 | −$83,125 | 6,306 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +2,000 | $16.17 | +$32,340 | 8,306 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −2,000 | $26.59 | −$53,180 | 6,306 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $15.26 | −$15,260 | 0 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $18.14 | −$90,700 | 0 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −3,500 | $19.98 | −$69,930 | 1,500 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −4,500 | $20.98 | −$94,410 | 5,500 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −3,125 | $21.12 | −$66,000 | 9,375 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −2,000 | $16.17 | −$32,340 | 18,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.