Mueller Karl W's Form 4 filing
Old Republic International Corp (ORI) · filed Aug 24, 2021
- Accession no.
- 0000074260-21-000086
- Filed
- Aug 24, 2021
- Trade date
- Aug 20-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mueller Karl WCIK 0001305282 | Other: Retired SrVP/CFO Eff. 06/30/21 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +32,500 | $12.57 | +$408,525 | 65,481 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −32,500 | $26.48 | −$860,600 | 32,981 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseAcquired | +32,500 | $10.80 | +$351,000 | 65,481 | Direct | |
| Aug 23, 2021 | Common Stock | SSaleDisposed | −32,500 | $26.50 | −$861,250 | 32,981 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseAcquired | +35,000 | $16.06 | +$562,100 | 67,981 | Direct | |
| Aug 23, 2021 | Common Stock | SSaleDisposed | −35,000 | $26.50 | −$927,500 | 32,981 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −32,500 | $12.57 | −$408,525 | 0 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −32,500 | $10.80 | −$351,000 | 0 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −35,000 | $16.06 | −$562,100 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.