Fradkin Steven L's Form 4 filing
Northern Trust CorpNTRS · filed Dec 3, 2024
- Accession no.
- 0000073124-24-000284
- Filed
- Dec 3, 2024
- Trade date
- Nov 29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.01M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fradkin Steven LCIK 0001214324 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Common Stock | SSaleDisposed | −4,550 | $111.01F1 | −$505,095.5 | 153,962 | Indirect | |
| Nov 29, 2024 | Common Stock | SSaleDisposed | −4,550 | $111.00 | −$505,050 | 47,797 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflects the weighted average sales price from $111.00 to $111.06. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Referenced by the price of 1 transaction in Table I.