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Cherecwich Peter's Form 4 filing

Northern Trust Corp (NTRS) · filed Dec 7, 2023

Accession no.
0000073124-23-000209
Filed
Dec 7, 2023
Trade date
Mar 29, 2019-Dec 5, 2023
Filing delay
1,714 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 13 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.69K. Open-market sales total $1.02K. It was filed 1714 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cherecwich PeterCIK 0001614598Officer (President/Asset Servicing)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 29, 2019Common StockPPurchaseAcquired+5$90.41+$452.055Indirect
May 12, 2021Common StockPPurchaseAcquired+1$116.35+$116.356Indirect
May 21, 2021Common StockPPurchaseAcquired+2$119.88+$239.768Indirect
Nov 2, 2021Common StockPPurchaseAcquired+1$123.78+$123.789Indirect
Aug 23, 2022Common StockSSaleDisposed−2$98.36−$196.727Indirect
Sep 26, 2022Common StockPPurchaseAcquired+2$86.74+$173.489Indirect
Dec 6, 2022Common StockSSaleDisposed−2$87.99−$175.987Indirect
Jan 10, 2023Common StockPPurchaseAcquired+1$95.02+$95.028Indirect
Feb 10, 2023Common StockPPurchaseAcquired+2$97.19+$194.3810Indirect
Apr 17, 2023Common StockSSaleDisposed−3$85.63−$256.897Indirect
Jun 20, 2023Common StockPPurchaseAcquired+4$73.55+$294.211Indirect
Jul 21, 2023Common StockSSaleDisposed−5$78.54−$392.76Indirect
Dec 5, 2023Common StockFTax withholdingDisposed−465$80.36−$37,367.424,715Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)