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Levy Susan Cohen's Form 4 filing

Northern Trust Corp (NTRS) · filed Oct 25, 2023

Accession no.
0000073124-23-000191
Filed
Oct 25, 2023
Trade date
Oct 24, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $322.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Levy Susan CohenCIK 0001607570Officer (EVP and General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2023Common StockPPurchaseAcquired+5,000$64.41F1+$322,05031,085Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reflects the weighted average purchase price from $64.34 to $64.47. Information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)