Prado Becerra Jose Luis's Form 4 filing
Northern Trust Corp (NTRS) · filed Oct 6, 2023
- Accession no.
- 0000073124-23-000179
- Filed
- Oct 6, 2023
- Trade date
- Jan 23-Jun 2, 2023
- Filing delay
- 256 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $179.81. Open-market sales total $324.49. It was filed 256 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prado Becerra Jose LuisCIK 0001559800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2023 | Common Stock | PPurchaseAcquired | +1 | $94.20 | +$94.2 | 18 | Indirect | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −1 | $97.69 | −$97.69 | 2 | Indirect | |
| Apr 17, 2023 | Common Stock | PPurchaseAcquired | +1 | $85.61 | +$85.61 | 3 | Indirect | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −3 | $75.60 | −$226.8 | 15 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.