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Prado Becerra Jose Luis's Form 4 filing

Northern Trust Corp (NTRS) · filed Oct 6, 2023

Accession no.
0000073124-23-000178
Filed
Oct 6, 2023
Trade date
Mar 10, 2015-Jan 13, 2023
Filing delay
3,132 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 28 non-derivative transactions. Open-market purchases total $6.39K. Open-market sales total $4.21K. It was filed 3132 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Prado Becerra Jose LuisCIK 0001559800Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2015Common StockPPurchaseAcquired+6$69.38+$416.286Indirect
Nov 5, 2019Common StockPPurchaseAcquired+7$105.50+$738.57Indirect
Nov 20, 2019Common StockPPurchaseAcquired+5$106.30+$531.511Indirect
Dec 9, 2019Common StockPPurchaseAcquired+7$109.14+$763.9818Indirect
Dec 9, 2019Common StockPPurchaseAcquired+6$109.14+$654.8413Indirect
Jan 21, 2020Common StockPPurchaseAcquired+6$108.57+$651.4224Indirect
Mar 5, 2020Common StockPPurchaseAcquired+9$80.89+$728.0133Indirect
May 5, 2020Common StockSSaleDisposed−12$75.39−$904.6821Indirect
Jun 9, 2020Common StockPPurchaseAcquired+2$92.28+$184.5623Indirect
Jul 7, 2020Common StockSSaleDisposed−3$77.85−$233.5510Indirect
Dec 18, 2020Common StockSSaleDisposed−2$91.81−$183.6221Indirect
Dec 18, 2020Common StockSSaleDisposed−1$91.78−$91.7820Indirect
Jan 19, 2021Common StockPPurchaseAcquired+3$97.41+$292.2323Indirect
Feb 23, 2021Common StockSSaleDisposed−3$97.48−$292.4420Indirect
Mar 26, 2021Common StockPPurchaseAcquired+2$104.75+$209.522Indirect
Sep 10, 2021Common StockPPurchaseAcquired+5$113.17+$565.8527Indirect
Sep 10, 2021Common StockPPurchaseAcquired+1$113.17+$113.1711Indirect
Sep 13, 2021Common StockSSaleDisposed−2$94.95−$189.925Indirect
Sep 27, 2021Common StockSSaleDisposed−8$112.55−$900.417Indirect
Oct 29, 2021Common StockPPurchaseAcquired+1$123.54+$123.5418Indirect
Dec 20, 2021Common StockPPurchaseAcquired+1$113.50+$113.512Indirect
Jan 28, 2022Common StockSSaleDisposed−5$115.64−$578.27Indirect
Mar 2, 2022Common StockPPurchaseAcquired+1$110.90+$110.98Indirect
Mar 23, 2022Common StockSSaleDisposed−4$115.54−$462.164Indirect
Apr 26, 2022Common StockPPurchaseAcquired+1$108.74+$108.745Indirect
Oct 14, 2022Common StockPPurchaseAcquired+1$84.58+$84.5819Indirect
Dec 23, 2022Common StockSSaleDisposed−2$87.87−$175.7417Indirect
Jan 13, 2023Common StockSSaleDisposed−2$98.65−$197.33Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)