St Clair Joyce's Form 4 filing
Northern Trust Corp (NTRS) · filed Nov 5, 2021
- Accession no.
- 0000073124-21-000280
- Filed
- Nov 5, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $1.17M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| St Clair JoyceCIK 0001393081 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | SSaleDisposed | −9,395 | $125.00F1 | −$1,174,375 | 31,652 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflects the weighted average sales price from $125.00 to $125.03. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Referenced by the price of 1 transaction in Table I.