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Cherecwich Peter's Form 4 filing

Northern Trust Corp (NTRS) · filed Oct 26, 2021

Accession no.
0000073124-21-000275
Filed
Oct 26, 2021
Trade date
Oct 22, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.50M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cherecwich PeterCIK 0001614598Officer (President/C&IS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 22, 2021Common StockSSaleDisposed−3,568$126.25F1−$450,4600Indirect
Oct 22, 2021Common StockSSaleDisposed−8,347$126.24−$1,053,725.280Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reflects the weighted average sales price from $126.24 to $126.35. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)