Worzel Ken's Form 4 filing
Nordstrom Inc (JWN) · filed Feb 3, 2023
- Accession no.
- 0000072333-23-000009
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $632.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Worzel KenCIK 0001492047 | Officer (Chief Customer Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | SSaleDisposed | −1,540 | $20.08 | −$30,923.2 | 128,671 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +25,000 | $14.79 | +$369,750 | 153,671 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −28,645 | $21.00 | −$601,545 | 125,026 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 341,540 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.