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Subramanian Srinivas's Form 4 filing

Nordson Corp (NDSN) · filed Jan 16, 2024

Accession no.
0000072331-24-000021
Filed
Jan 16, 2024
Trade date
Jan 11-12, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $876.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Subramanian SrinivasCIK 0001940653Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 11, 2024NDSNMOption exerciseAcquired+1,400$79.66+$111,5245,965Direct
Jan 11, 2024NDSNSSaleDisposed−1,400$250.00−$350,0004,565Direct
Jan 12, 2024NDSNMOption exerciseAcquired+2,100$70.91+$148,9116,665Direct
Jan 12, 2024NDSNSSaleDisposed−2,100$250.79F3−$526,6594,565Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 11, 2024NDSNMOption exerciseDisposed−1,400$250.00−$350,00018,934Direct
Jan 12, 2024NDSNMOption exerciseDisposed−2,100$0.00$016,834Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Price reflected is the weighted-average sale price for shares sold in multiple transactions with a range of sale prices from $249.90 to $252.49. Upon request, the reporting person will provide information regarding the number of shares sold at each separate price to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)